RALRegulatory Advice Limited

About

Small and senior: the person you speak to is the person who does the work. We are independent of the reporting vendors and ARMs, and take no referral fees from them.

MK

Mark Kelly

Director

Mark has helped UK firms submit compliant transaction reports since 2011, under MiFID I and then MiFIR, and founded Regulatory Advice Limited in October 2019. LinkedIn profile

LK

Lourdes Kelly

Director and co-owner

The company

NameRegulatory Advice Limited, registered in England and Wales
Company number12194508
Registered office3 Sovereign Place, Hatfield AL9 5ET
LEI213800RDWKDHHFW98F39
Data protectionRegistered with the Information Commissioner's Office, ZB265569
InsuranceProfessional indemnity insurance with Hiscox